[et_pb_section fb_built=”1″ custom_padding_last_edited=”on|tablet” _builder_version=”4.17.0″ background_image=”https:\/\/hazardsiegel.com\/wp-content\/uploads\/2023\/05\/Joining-Our-Team-5-24-23.jpg” width=”100%” max_width=”1920%” min_height=”626px” min_height_tablet=”479px” min_height_phone=”auto” min_height_last_edited=”on|phone” custom_margin=”0px|0px|0px|0px|true|true” custom_padding=”20px|0px|20px|0px|true|true” custom_padding_tablet=”0px||0px||true|true” custom_padding_phone=”0px||0px||true|true” background_color_phone=”#98b8cb” background_last_edited=”on|tablet” background_enable_color_phone=”on” background_image_tablet=”https:\/\/hazardsiegel.com\/wp-content\/uploads\/2022\/11\/Tablet-Banner-1d.jpg” background_enable_image_tablet=”on” background_enable_image_phone=”off” background_size_tablet=”contain” global_colors_info=”{}”][et_pb_row _builder_version=”4.17.0″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”4_4″ _builder_version=”4.17.0″ _module_preset=”default” global_colors_info=”{}”][et_pb_text _builder_version=”4.17.0″ _module_preset=”default” text_text_color=”#FFFFFF” text_font_size=”18px” header_text_color=”#034168″ header_font_size=”36px” header_line_height=”1.3em” header_2_font=”|700|||||||” header_2_text_color=”#E09900″ background_color=”RGBA(255,255,255,0)” custom_margin=”75px|0px||0px|false|false” custom_padding=”0px|0px|0px|0px|true|true” global_colors_info=”{}”]<\/p>\n
[\/et_pb_text][et_pb_text _builder_version=”4.17.0″ _module_preset=”default” text_font_size=”16px” text_line_height=”1.8em” header_2_font=”|600|||||||” header_2_text_color=”#034168″ custom_margin=”-29px|100px|30px||false|false” custom_padding=”|250px|||false|false” global_colors_info=”{}”]<\/p>\n
Joining Hazard & Siegel is a strategic move that promises a world of opportunities. As you evaluate potential broker-dealers, our firm stands out with a stellar reputation, extensive product offerings, cutting-edge technology platforms, a competitive compensation structure, and a culture that fosters growth, collaboration, and trust. At Hazard & Siegel, we prioritize effective communication and seamless integration, ensuring your transition is smooth and hassle-free. Our dedicated support and resources will empower you to enhance your professional development, expand your client base, and provide exceptional service. Trust Hazard & Siegel to guide you through a successful transition, where your career can flourish and your clients can thrive.<\/span><\/p>\n [\/et_pb_text][et_pb_button button_url=”https:\/\/hazardsiegel.com\/advisor-form\/” button_text=”Contact Us ” button_alignment=”left” _builder_version=”4.17.0″ _module_preset=”default” custom_button=”on” button_text_size=”18px” button_text_color=”#FFFFFF” button_bg_color=”#034168″ global_colors_info=”{}”][\/et_pb_button][\/et_pb_column][\/et_pb_row][\/et_pb_section][et_pb_section fb_built=”1″ custom_padding_last_edited=”on|tablet” _builder_version=”4.17.0″ background_color=”rgba(0,0,0,0.1)” background_enable_image=”off” min_height=”100px” min_height_tablet=”479px” min_height_phone=”auto” min_height_last_edited=”on|phone” height=”100px” max_height=”100px” custom_margin=”0px|0px|0px|0px|true|true” custom_padding=”0px|0px|0px|0px|true|true” custom_padding_tablet=”0px||0px||true|true” custom_padding_phone=”0px||0px||true|true” background_color_phone=”#98b8cb” background_last_edited=”on|tablet” background_enable_color_phone=”on” background_image_tablet=”https:\/\/hazardsiegel.com\/wp-content\/uploads\/2022\/11\/Tablet-Banner-1d.jpg” background_enable_image_tablet=”on” background_enable_image_phone=”off” background_size_tablet=”contain” global_colors_info=”{}”][et_pb_row column_structure=”1_3,1_3,1_3″ _builder_version=”4.17.0″ _module_preset=”default” width=”100%” max_width=”1200px” min_height=”0px” custom_margin=”0px|auto||auto|false|false” custom_padding=”24px||0px||false|false” link_option_url=”#process” global_colors_info=”{}”][et_pb_column type=”1_3″ _builder_version=”4.17.0″ _module_preset=”default” global_colors_info=”{}”][et_pb_button button_url=”#process” button_text=”Transition Process” button_alignment=”center” _builder_version=”4.17.0″ _module_preset=”default” custom_button=”on” button_text_size=”18px” button_text_color=”#FFFFFF” button_bg_color=”#034168″ button_border_width=”-8px” button_border_color=”RGBA(255,255,255,0)” button_border_radius=”15px” animation_style=”zoom” global_colors_info=”{}” button_bg_color__hover_enabled=”on|hover” button_text_color__hover_enabled=”on|desktop” button_bg_color__hover=”#FAAF23″ button_text_color__hover=”#000000″][\/et_pb_button][\/et_pb_column][et_pb_column type=”1_3″ _builder_version=”4.17.0″ _module_preset=”default” global_colors_info=”{}”][et_pb_button button_url=”#transition” button_text=”Transition Checklist” button_alignment=”center” _builder_version=”4.17.0″ _module_preset=”default” custom_button=”on” button_text_size=”18px” button_text_color=”#FFFFFF” button_bg_color=”#034168″ button_border_width=”-8px” button_border_color=”RGBA(255,255,255,0)” button_border_radius=”15px” animation_style=”zoom” global_colors_info=”{}” button_bg_color__hover_enabled=”on|hover” button_text_color__hover_enabled=”on|desktop” button_bg_color__hover=”#FAAF23″ button_text_color__hover=”#000000″][\/et_pb_button][\/et_pb_column][et_pb_column type=”1_3″ _builder_version=”4.17.0″ _module_preset=”default” global_colors_info=”{}”][et_pb_button button_url=”#faq” button_text=”Frequently Asked Questions” button_alignment=”center” _builder_version=”4.17.0″ _module_preset=”default” custom_button=”on” button_text_size=”18px” button_text_color=”#FFFFFF” button_bg_color=”#034168″ button_border_width=”-8px” button_border_color=”RGBA(255,255,255,0)” button_border_radius=”15px” animation_style=”zoom” global_colors_info=”{}” button_bg_color__hover_enabled=”on|hover” button_text_color__hover_enabled=”on|desktop” button_bg_color__hover=”#FAAF23″ button_text_color__hover=”#000000″][\/et_pb_button][\/et_pb_column][\/et_pb_row][\/et_pb_section][et_pb_section fb_built=”1″ custom_padding_last_edited=”on|tablet” _builder_version=”4.17.0″ background_enable_image=”off” min_height=”475px” min_height_tablet=”479px” min_height_phone=”auto” min_height_last_edited=”on|phone” custom_margin=”0px|0px|0px|0px|true|true” custom_padding=”20px|0px|20px|0px|true|true” custom_padding_tablet=”0px||0px||true|true” custom_padding_phone=”0px||0px||true|true” background_color_phone=”#98b8cb” background_last_edited=”on|tablet” background_enable_color_phone=”on” background_image_tablet=”https:\/\/hazardsiegel.com\/wp-content\/uploads\/2022\/11\/Tablet-Banner-1d.jpg” background_enable_image_tablet=”on” background_enable_image_phone=”off” background_size_tablet=”contain” global_colors_info=”{}”][et_pb_row use_custom_gutter=”on” gutter_width=”1″ custom_padding_last_edited=”on|phone” module_id=”process” _builder_version=”4.17.0″ _module_preset=”default” background_color=”RGBA(255,255,255,0)” width=”100%” max_width=”1200px” custom_margin=”27px|auto||auto||” custom_margin_tablet=”|0px||0px|false|false” custom_margin_phone=”|0px||0px|false|false” custom_margin_last_edited=”on|tablet” custom_padding=”11px|20px|6px|0px|false|false” custom_padding_tablet=”|20px||136px|false|false” custom_padding_phone=”|0px||0px|false|false” global_colors_info=”{}”][et_pb_column type=”4_4″ _builder_version=”4.17.0″ _module_preset=”default” global_colors_info=”{}”][et_pb_text _builder_version=”4.17.0″ _module_preset=”default” global_colors_info=”{}”]<\/p>\n [\/et_pb_text][\/et_pb_column][\/et_pb_row][et_pb_row column_structure=”1_3,1_3,1_3″ _builder_version=”4.17.0″ _module_preset=”default” width=”100%” max_width=”1200px” global_colors_info=”{}”][et_pb_column type=”1_3″ _builder_version=”4.17.0″ _module_preset=”default” global_colors_info=”{}”][et_pb_text _builder_version=”4.17.0″ _module_preset=”default” height=”400px” custom_padding=”15px|15px|15px|15px|true|true” box_shadow_style=”preset1″ global_colors_info=”{}”]<\/p>\n The usual timeframe for approval is between 3 and 5 business days once we receive authorization and production documentation. During our discussion, we will provide you with an estimate of the onboarding fees, as well as address the following items relevant to your business: marketing and branding, credentials, office staff, product mix, technology, and any limitations regarding non-compete and privacy policies with your current broker-dealer and Registered Investment Advisor.<\/span><\/p>\n [\/et_pb_text][\/et_pb_column][et_pb_column type=”1_3″ _builder_version=”4.17.0″ _module_preset=”default” global_colors_info=”{}”][et_pb_text _builder_version=”4.17.0″ _module_preset=”default” height=”400px” custom_padding=”15px|15px|15px|15px|true|true” box_shadow_style=”preset1″ global_colors_info=”{}”]<\/p>\n Hazard & Siegel’s experienced transition team is dedicated to ensuring a successful move for you. Prior to transitioning, you will be connected with a Transition Specialist who will actively assist you with technology, direct business, operations, commissions, compliance, and licensing throughout the process.<\/span><\/p>\n [\/et_pb_text][\/et_pb_column][et_pb_column type=”1_3″ _builder_version=”4.17.0″ _module_preset=”default” global_colors_info=”{}”][et_pb_text _builder_version=”4.17.0″ _module_preset=”default” height=”400px” custom_padding=”15px|15px|15px|15px|true|true” box_shadow_style=”preset1″ global_colors_info=”{}”]<\/p>\n We are excited to initiate a smooth and efficient transition for you and your business at Hazard & Siegel! Right from the start, your dedicated Transition Specialist and our various departments will support you with the necessary procedures to establish you as a representative of Hazard & Siegel. These procedures include licensing, technology integration, direct business setup, brokerage operations coordination, compliance adherence, and commission arrangements<\/span><\/p>\n [\/et_pb_text][\/et_pb_column][\/et_pb_row][\/et_pb_section][et_pb_section fb_built=”1″ _builder_version=”4.17.0″ _module_preset=”default” background_color=”#f1f1f1″ custom_margin=”0px|||||” custom_padding=”18px|||||” global_colors_info=”{}”][et_pb_row module_id=”transition” _builder_version=”4.17.0″ _module_preset=”default” width=”100%” max_width=”1200px” global_colors_info=”{}”][et_pb_column type=”4_4″ _builder_version=”4.17.0″ _module_preset=”default” global_colors_info=”{}”][et_pb_text _builder_version=”4.17.0″ _module_preset=”default” global_colors_info=”{}”]<\/p>\n [\/et_pb_text][et_pb_text _builder_version=”4.17.0″ _module_preset=”default” header_3_font_size=”18px” hover_enabled=”0″ global_colors_info=”{}” sticky_enabled=”0″]<\/p>\n [\/et_pb_text][\/et_pb_column][\/et_pb_row][\/et_pb_section][et_pb_section fb_built=”1″ _builder_version=”4.17.0″ _module_preset=”default” background_color=”#FFFFFF” custom_margin=”0px|||||” custom_padding=”18px|||||” global_colors_info=”{}”][et_pb_row module_id=”faq” _builder_version=”4.17.0″ _module_preset=”default” width=”100%” max_width=”1200px” global_colors_info=”{}”][et_pb_column type=”4_4″ _builder_version=”4.17.0″ _module_preset=”default” global_colors_info=”{}”][et_pb_text _builder_version=”4.17.0″ _module_preset=”default” custom_padding=”||0px|||” global_colors_info=”{}”]<\/p>\n Q: What is the compensation schedule?<\/strong> Q: How long will it take to transfer my accounts to Hazard & Siegel?<\/strong> Q: Can client forms be completed electronically?<\/strong><\/p>\n A: Yes. All forms are submitted to our CRM, with electronic signatures available.<\/span><\/p>\n Q: Does Hazard & Siegel Offer E&O Insurance?<\/strong><\/p>\n A: Yes. We require you to participate in our E&O insurance program. This program includes security business, advisory business, and life \/ annuity and related insurance products.<\/span><\/p>\n Q: How do I submit new business?<\/strong> Q: What technologies are available to me at Hazard & Siegel<\/strong> Q: Is there a requirement to use a client management system, financial planning, or other software?<\/strong> Q: What is the Hazard & Siegel culture like?<\/strong> [\/et_pb_text][\/et_pb_column][\/et_pb_row][\/et_pb_section][et_pb_section fb_built=”1″ _builder_version=”4.17.0″ _module_preset=”default” background_color=”#f1f1f1″ custom_margin=”0px|||||” custom_padding=”18px|||||” global_colors_info=”{}”][et_pb_row _builder_version=”4.17.0″ _module_preset=”default” width=”100%” max_width=”1200px” global_colors_info=”{}”][et_pb_column type=”4_4″ _builder_version=”4.17.0″ _module_preset=”default” global_colors_info=”{}”][et_pb_text _builder_version=”4.17.0″ _module_preset=”default” text_font_size=”24px” text_line_height=”1.5em” header_2_font_size=”36px” global_colors_info=”{}”]<\/p>\n But the best way to understand the Hazard & Siegel difference is to talk to us [\/et_pb_text][et_pb_button button_url=”https:\/\/hazardsiegel.com\/advisor-form\/” button_text=”Let’s Have A Discussion” button_alignment=”center” _builder_version=”4.17.0″ _module_preset=”default” custom_button=”on” button_text_color=”#FFFFFF” button_bg_color=”#034168″ button_border_width=”-8px” global_colors_info=”{}”][\/et_pb_button][\/et_pb_column][\/et_pb_row][\/et_pb_section]<\/p>\n","protected":false},"excerpt":{"rendered":" Joining The Hazard & Siegel Team BECOMING FIERCELY INDEPENDENT Joining Hazard & Siegel is a strategic move that promises a world of opportunities. As you evaluate potential broker-dealers, our firm stands out with a stellar reputation, extensive product offerings, cutting-edge technology platforms, a competitive compensation structure, and a culture that fosters growth, collaboration, and trust. […]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_et_pb_use_builder":"on","_et_pb_old_content":"","_et_gb_content_width":"","footnotes":""},"aioseo_notices":[],"_links":{"self":[{"href":"https:\/\/hazardsiegel.com\/wp-json\/wp\/v2\/pages\/1729"}],"collection":[{"href":"https:\/\/hazardsiegel.com\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/hazardsiegel.com\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/hazardsiegel.com\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/hazardsiegel.com\/wp-json\/wp\/v2\/comments?post=1729"}],"version-history":[{"count":36,"href":"https:\/\/hazardsiegel.com\/wp-json\/wp\/v2\/pages\/1729\/revisions"}],"predecessor-version":[{"id":2181,"href":"https:\/\/hazardsiegel.com\/wp-json\/wp\/v2\/pages\/1729\/revisions\/2181"}],"wp:attachment":[{"href":"https:\/\/hazardsiegel.com\/wp-json\/wp\/v2\/media?parent=1729"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}Transitioning to Hazard & Siegel<\/h2>\n
Phase One: Preparation<\/h3>\n
Phase Two: Coordination<\/h3>\n
Phase Three: Onboarding<\/h3>\n
Transition Checklist<\/h2>\n
1. Have a discussion with Hazard & Siegel management to determine your transition date:<\/strong><\/h3>\n
\n
\n
2. Review the appropriate forms for your transition:<\/strong><\/h3>\n
<\/ol>\n
\n
\n
3. Work with the licensing department on registration paperwork and requirements: <\/strong>\u00a0<\/span><\/h3>\n
\n
\n
4. Finalize Your Transition<\/strong><\/h3>\n
\n
\n
<\/strong><\/li>\n
<\/strong><\/li>\nFrequently Asked Questions<\/span><\/h2>\n
<\/span>A: Commissions are paid bi-weekly. Advisors fees are paid as received.<\/span><\/p>\n
<\/span>A: As a part of the transition process, our team will work with you to prepare for account transfers before joining Hazard & Siegel<\/span><\/p>\n
<\/span>A: All business transactions are conducted through our CRM system<\/span><\/p>\n
<\/span>A: We provide a mandatory CRM system for all advisors, other than that you are free to use other tools we provide or use your own tools as long as they are compliant and approved.<\/span><\/p>\n
<\/span>A: We require advisors to use our Customer Relation Management System (CRM) to manage clients and accounts, other than that you are free to use whatever system works best for you as long as is approved by our compliance department.<\/span><\/p>\n
<\/span>A: We are an independent, privately owned firm that believes in treating our team with the respect they deserve. Our culture is collaborative and open and our team enjoys a professional yet family-like atmosphere.<\/span><\/p>\nStill Undecided?<\/h2>\n
and experience what being a true independent financial professional really means.<\/p>\n