Work For Yourself, Not By Yourself

There comes a time in every financial professional’s career when you start to think about how you would run your own business. At Hazard & Siegel, we’ve been helping independent-minded professionals build their financial businesses for over 50 years as a Broker/Dealer, Registered Investment Advisory (RIA), and Insurance Agency. As a financial professional, you know your clients best – our job is to provide the knowledge, network, resources, and support necessary for you to build a thriving business.

For the Independent
Financial Professional

BE FIERCELY INDEPENDENT: Work for Yourself, Not by Yourself.

What does fiercely independent mean?

It means no monthly quotas, no preferred investment vehicles, and no corporate politics, essentially the freedom to run a business that is best for you and your clients. As a Hazard & Siegel financial professional, you have access to decades of experience from our team of financial experts, as well as co-working space, conference rooms for meeting with clients, the latest technology tools and marketing support to grow your business. The Hazard & Siegel financial network is an established and trusted business partner for the independent-minded financial professional. Join us today to build the business you always dreamed of, and enjoy a career on your terms.

Join Our Team!

Chart your path to independence.

It all starts with you. What you want your practice to look like. We will help you define the vision for your future.

Our implementation team will work with you to get you started. Our experts are here to help you implement your plan.

Start out strong! Working with our financial experts, we will help you develop a plan for you and your clients.

Live your dream and be part of our Fiercely Independent network of financial professionals. We’re always here for you.

Why Hazard & Siegel

As part of the Hazard & Siegel team, we will work together with you to enhance your business while fostering the development of your own “brand.” Hazard & Siegel will facilitate comprehensive support by providing top quality products, advisory services, compliance, marketing, and training. Our approach is to streamline your workflow as much as possible and eliminate organizational roadblocks that are typical of larger organizations with proprietary products and “captive” relationships with brokers.

Financial Products and Services

No proprietary products forced on you and your clients
No “steering” towards a certain vendor
Direct access to over 30 insurance companies
Access to a variety of 401(k) vendors
Selling agreements with public nontraded REITs and BDCs
Access to wide range of Registered Investment Advisory (RIA) Platforms
College planning with 529 plan sponsors across multiple states

Technology Platforms

Cloud-based CRM
Electronic New Application Submission System
Electronic Signatures
Email Archiving
Web and Video Conferencing

Professional Financial Services

We provide a variety of essential services to back you up.

Broker/Dealer

Your full-service Broker/Dealer for the personal service your clients expect from you

Registered Investment Advisory

Multiple RIA relationships and platforms for fiduciary-based investment management.

Insurance Services

Comprehensive insurance services including life, annuities and disability

Marketing Support

Grow your business with sales materials and marketing tools to support your brand

Join Our Team!

Not sure yet?

Here are even more ways we support our Independent Financial Professionals.

Consulting Services

Retirement Planning

Our professional planning helps you ensure that your clients understand both the accumulation and distribution phases of retirement planning.

Wealth Management

Wealth management tools using both a solicitor arrangement with a selected group of money management firms and sub-advised solutions.

Education Planning

A full-range of products and guidance on school selection, financial services and advice to minimize the impact on financial aid.